Data governance & compliance
Ensure your organization meets evolving regulatory requirements with comprehensive data governance and compliance frameworks. We help financial institutions build transparent, audit-ready data ecosystems that satisfy regulators while enabling business agility.
In a nutshell
Regulatory compliance solutions tailored for financial services. From BCBS 239 to DORA readiness, we design governance frameworks and data platforms that keep you audit-ready while supporting strategic decision-making across risk, finance, and operations.
Who is this for
- Banks and financial institutions facing regulatory assessments
- Organizations preparing for BCBS 239 or DORA compliance
- Firms modernizing legacy regulatory reporting systems
- Energy and industrial operators requiring OT data governance
- Healthcare organizations with HIPAA compliance needs
- Consumer goods and retail companies with multi-jurisdictional data requirements
- Companies requiring ESG and sustainability data integration
- Institutions implementing AI governance frameworks
- Businesses handling personal data under GDPR
- Private equity and venture funds validating portfolio company data practices
Action plan
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1
Discovery & risk audit 2-4 weeks
Assess current data landscape, compliance gaps, and regulatory requirements
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2
Framework design 4-6 weeks
Create governance structure, RACI models, data stewardship policies tailored to operations
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3
Policy implementation 8-12 weeks
Roll out automated controls, monitoring, data lineage, and quality frameworks
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4
Training & awareness 2-3 weeks
Educate teams on roles, ownership, compliance culture, and governance processes
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5
Continuous monitoring Ongoing
Monthly compliance scoring, audit-readiness tracking, and automated reporting
Deliverables
RACI models, data stewardship policies, compliant operating model with approval workflows
End-to-end traceability with metadata management, taxonomy alignment, quality validation controls
Real-time oversight, compliance scoring, audit-ready exception management
Production-ready pipelines for COREP, FINREP, BCBS 239, regulatory submissions
RBAC/ABAC implementation, PII detection/masking/anonymisation, zero-trust enforcement, GDPR impact assessments
Complete audit trail meeting supervisory transparency standards for ISO 27001, SOC 2, HIPAA, NIST 800-53
Searchable business glossary with metadata, ownership assignment, and data dictionary
Training materials, compliance playbooks, and operational handover sessions
Our commitment
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Regulatory expertise - Team includes former supervisory authorities and compliance officers
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AI-enabled compliance - Automated audit trail generation, GPT-based compliance assistants, AI-driven anomaly detection
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Continuous compliance monitoring - Real-time detection, automated reporting, and integrated data platform oversight
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Cross-departmental expertise - Cybersecurity, data, and cloud teams aligned from day one
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Audit-ready deliverables - All documentation meets regulatory transparency standards
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Scalable architectures - Platforms built to handle growing data volumes and new requirements
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Knowledge transfer included - Comprehensive training ensures your team can maintain systems
Available vetted specialists
1 Regulatory compliance lead
BCBS 239/DORA expert
1 Data governance architect
Framework design specialist
2 Data engineers
Regulatory reporting focus
1 Compliance analyst
GDPR/Privacy specialist
Areas of service
Timezone-aligned coverage with Europe, UK, and LATAM-based experts for synchronous execution with your teams.
We achieved BCBS 239 compliance in 8 weeks with their governance framework. The automated audit trail was exactly what regulators wanted. Our first regulatory exam after implementation resulted in zero findings.
Why Neurotic
We've implemented regulatory data frameworks across multiple jurisdictions for banks, investment firms, and financial institutions. Our team combines supervisory expertise with hands-on engineering experience in building compliant, scalable data platforms. We don't just understand the regulations - we know how to operationalize them efficiently while maintaining business agility and reducing overhead.
Interested in our range of services?
Check out our departments